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Promoting
Quality in Afterschool Programs
Through State Child Care Regulations
June 2006
The Afterschool Investments Project
The Child Care and Development Fund (CCDF) provides federal resources for
child care that support both direct services and quality enhancements. The U.S.
Department of Health and Human Services’ Child Care Bureau awards CCDF grants to
states, territories, and tribes. With nearly half of the children receiving
services being of school or kindergarten age, CCDF provides significant funding
for afterschool care in a variety of settings. The majority of CCDF dollars are
used to provide subsidies to eligible low-income children under age 13. A
portion of CCDF funding is also used for quality improvement initiatives, such
as professional development and technical assistance, with the goal of building
the capacity of states to deliver quality services including programs before and
afterschool, during summers, and on school holidays.
To support state efforts to provide quality afterschool opportunities, the
Child Care Bureau awarded a technical assistance contract on out-of-school time
to The Finance Project and its partner, The National Governors Association
Center for Best Practices. The Afterschool Investments project provides
technical assistance to Child Care and Development Fund grantees and other state
and local leaders who support afterschool efforts. The goals of the project
include:
- Identifying ways that states and communities are using Child Care and
Development Fund (CCDF) subsidy and quality dollars to support out-of-school
time programs, and sharing these practices and approaches with other
states;
- Identifying administrative and implementation issues related to CCDF
investments in out-of-school time programs, and providing information and
context (about barriers, problems, opportunities) as well as practical tools
that will help CCDF administrators make decisions; and
- Identifying other major programs and sectors that are potential partners
for CCDF in supporting out-of-school time programs, and providing models,
strategies, and tools for coordination with other programs and sectors.
To meet these goals, the Afterschool Investments Project:
- Develops state profiles of afterschool resources, policies, and issues;
- Creates tools and materials to support the development and sustainability
of afterschool efforts; and
- Provides technical assistance at meetings and conferences around building
state collaborations for afterschool.
For more information about the project or to submit a request for technical
assistance or information, contact The Finance Project at (202) 587-1000 or by
email at afterschool@financeproject.org,
or visit http://www.nccic.org/afterschool
Table of Contents
Overview
Introduction
The
ABCs of State Child Care Licensing Regulations
Licensing
Requirements
Challenges
Associated with Licensing Afterschool Programs
Strategies
and Solutions to Make Licensing Work in Afterschool Programs
How
to Align Child Care Licensing with Other State Efforts to Promote
Quality
Conclusion
Resources
Acknowledgements
Appendix:
Challenges and Strategies for Licensing Afterschool Programs
Overview
State child care regulations seek to ensure the basic health and safety of
children in child care and promote their positive development. Afterschool
programs--which occur in a range of settings--have diverse goals, and may not
look like traditional center-based child care--may be challenged in efforts to
meet these licensing requirements. This strategy brief describes child care
licensing regulations and the challenges that states face in applying them to
afterschool programs. These challenges include:
- Crafting regulations that are flexible enough to apply to all afterschool
programs;
- Determining which regulations should apply to certain programs and
settings;
- Acknowledging barriers that some programs face in meeting regulations; and
- Addressing the perspectives of multiple sponsors and purposes of
afterschool programs in policy.
The publication also presents strategies that states can use to adapt
licensing regulations to address these challenges. Finally, the brief provides
information and examples for states considering ways to align child care
licensing with other state strategies to promote afterschool program quality,
such as:
- Using state-level groups, networks, or coalitions to facilitate
conversations that make connections between state child care licensing
requirements and emerging afterschool program quality standards;
- Identifying common ground between child care licensing regulations and
afterschool program quality standards; and
- Considering explicit linkages between child care licensing regulations and
afterschool program quality standards.
For the purposes of this paper, afterschool programs refer broadly to
programs that take place before and after-school, during summer, holidays, and
across the full range of program settings. Many of the issues raised in this
strategy brief are relevant for both center-based and family child care
providers serving school-age youth. However, the challenges and strategies
presented most often relate more to traditional center-based child care programs
than to family child care providers.1
While each state must design policies based on its own unique circumstances,
this paper outlines a number of options for consideration.
Introduction
Afterschool programs--in schools, family homes, child care centers,
community-based organizations, and other settings--have provided safe places and
enriching opportunities for children after school for decades. In recent
years, afterschool programming has expanded as public and private leaders have
seen its potential to more effectively meet the needs of children, parents,
schools, and communities. Moreover, recent research highlights the contributions
of afterschool programs in improving academic achievement, helping youth develop
crucial workforce skills, preventing risky behavior, and promoting positive
youth development.2
Afterschool programs occur in diverse settings, use various approaches, and
have multiple goals. School-age child care, funded by the federal Child Care and
Development Fund (CCDF) and other sources, seeks to keep children safe and
secure and provide enriching activities while their parents work. Other public
programs, such as the federal 21st Century Community Learning Centers (21CCLC)
program, aim primarily to raise students’ academic achievement.3
State accountability for student achievement under No Child Left Behind (NCLB),
along with relevant changes to 21CCLC and related programs, have heightened the
importance of linkages between the school-day curriculum and that of
out-of-school time programs. Moreover, afterschool programs often have other
goals, such as preventing teen pregnancy or reducing juvenile crime.
Although all afterschool programs share the desire to provide quality
opportunities for children and youth, the mechanisms and policies that states,
organizations, and communities use to encourage and improve program quality are
varied and numerous. Quality benchmarks often are associated with program
approaches or agency priorities and may address issues such as ensuring facility
safety, preventing risky behavior, and promoting student academic
achievement.
While child care regulations represent the baseline of adequate program
quality, other strategies are used to promote higher levels of quality. For
example, many states use quality rating systems that link to child care
licensing requirements and provide incentives for programs to meet higher
quality levels.4
In addition, several national, state, and local entities across the education,
child care, and youth development fields have begun to develop quality standards
explicitly for afterschool programs. In some cases, national quality standards,
such as those underlying accreditation by the National AfterSchool Association,
may be linked to state quality strategies.
The ABCs of State Child Care Licensing
Regulations
Every state has child care licensing regulations, also referred to as health
and safety requirements, which aim to promote the safety of all children in
regulated care settings. Regulations specify a baseline of adequate quality as
determined by each state. Child care licensing regulations and their application
vary widely across states. For example, state and local laws determine whether
or not specific programs, settings, or circumstances require licensing or some
other related degree of regulatory oversight. Implementation of state licensing
regulations also varies widely across states. Even states with similar
regulations may differ greatly in how they monitor or enforce the requirements.
State differences make it difficult to generalize broadly. Instead, this paper
attempts to identify some themes and trends, accompanied by multiple
examples.
Federal law requires child care providers receiving Child Care and
Development Fund (CCDF) dollars to meet health and safety requirements in three
core areas: prevention and control of infectious diseases, including
immunizations; building and physical premises safety; and health and safety
training of providers.5
To implement this federal mandate, many states require certain child care
providers, particularly center-based programs receiving CCDF subsidies, to be
licensed. Many states also require a child care program--as defined by the state
or a locality--to be licensed or in some other way registered simply to operate,
regardless of whether the program receives child care subsidies.
CCDF funds do support some child care providers who are exempt from state
licensing standards, but still meet federal health and safety guidelines. While
exemptions vary by state, typically child care provided by relatives, in-home
caregivers, or family child care centers serving only a few children is exempt
from licensing.6
These license-exempt providers meet critical needs for many families, often
providing care during non-traditional hours and allowing siblings to stay
together with the same caregiver.
Key Resources on State Licensing RegulationsTo learn
more about state licensing regulations in a particular state, it may be
useful to contact a state licensing agency or to view online resources
developed by the National Resource Center for Health and Safety in Child
Care (NRC).
State Child Care Licensing Agencies Contact
information for state agencies is available at: http://nccic.org/statedata/dirs/regoffic.html.
National
Resource Center for Health and Safety in Child Care (NRC) NRC’s
website provides state-by-state information on child care licensing
regulations. Available at: http://nrc.uchsc.edu/STATES/states.htm.
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Licensing Requirements
Although child care regulations are more typically associated with
traditional child care centers or family child care providers, many states
require afterschool programs in other settings, such as schools or municipal
recreation centers, to be licensed. Licensing regulations vary state by state in
their content and target audiences, but they most often focus on physical
environment, child-staff ratios and maximum group size, staff qualifications and
background, health and hygiene, and program activities.
Physical Environment With few
exceptions, buildings and settings that house publicly available activities must
meet safety requirements for their physical plants to ensure states are not
putting citizens in danger. These include schools, courthouses, hospitals,
universities, and recreation centers. Not surprisingly, states seek to ensure
that places where children spend their time also meet safety requirements. Child
care facilities, just like other public places, must comply with fire codes, be
accessible to individuals with disabilities, be structurally sound, be free from
potential hazards, and provide accessible exits in the event of an
emergency.
States inspect and certify facilities serving children to ensure they provide
an environment free from hazards or fire risks as well as adequate space for
age-appropriate activities. Assessments focus on aspects of building
infrastructure (e.g., the number of children per bathroom), playground equipment
safety, and related space requirements (e.g., a certain square footage per
child). Regulations often also prohibit certain spaces (e.g., bathrooms and exit
routes) from being used for multiple purposes.7
Child-Staff Ratios and Maximum Group
Size To help ensure the safety of children and quality of
adult-child interactions, licensing requirements typically include both
child-staff ratios and maximum group sizes. Child-staff ratios, which generally
increase with the age of children in care, ensure that an adequate number of
adults are present to supervise children and support regular interactions
between children and staff.8
Group size requirements limit the total number of children in an individual
classroom or space, facilitating a greater sense of community. Smaller groups
also are associated with reduced risk of disease transmission, higher levels of
safety, and more developmentally appropriate activities.9
Staff Qualifications and
Background Child care staff education and ongoing training have a
positive impact on the quality of care for children of all ages.10
State child care regulations specify minimum qualifications for providers of
care at all levels, although the specific requirements vary by state. States may
also prescribe a criminal background check for staff and volunteers caring for
children. In addition, most states require ongoing training for child care
professionals, including training in children’s health and safety.
Health and Hygiene To promote
health among children in child care, regulations may monitor the safety and
nutrition of the food served, immunizations for children, the maintenance of
basic hygiene at facilities serving children (e.g., regular hand washing), and
CPR and first aid certifications among staff.
Program Activities Child care
licensing regulations often specify the activities that child care providers
must offer. This generally includes unstructured and structured time, activities
that promote children’s physical and intellectual development, and meal times
and rest periods. For example, regulations may require a program to offer
opportunities for children to develop trusting relationships with their peers
and staff and provide special interventions for children with disabilities.
State child care agencies or related offices typically monitor licensed
programs to determine whether the programs are meeting requirements. The state
child care agency that administers CCDF funds often also houses the licensing
office that enforces requirements through program monitoring.11
What Are the Potential Benefits of Effective
Licensing?Licensing requirements for afterschool programs, when
implemented effectively, can provide states with a number of potential
benefits.
- Children’s health and safety are promoted. By setting baseline
health and safety requirements for licensed programs, the primary
purpose of licensing is to protect children from harm during time spent
in child care facilities.
- Consumers have additional information to make choices. Knowing that
a provider is licensed can be an important factor in parental decisions
about where children spend their time.
- Programs are monitored. Program monitoring provides a direct
incentive to maintain minimum quality levels over time. Monitoring can
also help programs identify areas they may need to improve and help
states tailor state-sponsored provider training to meet program
needs.
- Better data exist on where children spend their time. When more
programs are licensed, the state has better information on where
children spend their time when they are not at home or in school. Such
data can help policymakers and leaders better understand state and local
trends and family preferences for afterschool choices.
- Policymakers and local leaders gain a more accurate picture of the
supply and demand for afterschool programs. Licensing generates
information on program availability, proximity, and children served that
can help policymakers understand where gaps or duplication in
programming exist and inform their decisions on where to allocate scarce
resources. Knowing where programs exist also helps state and community
resource and referral agencies to connect families with available
programs in their communities.12
- Providers enjoy a natural network for information sharing. Licensed
child care providers are often supported and introduced to families
through child care resource and referral agencies in states and
communities. These agencies help link families with child care options,
sometimes help administer child care subsidies, and often provide
training and technical assistance to child care providers that are
licensed or seeking licensure. They also help providers share resources,
experiences, and lessons learned. For more information, visit the
website of the National Association of Child Care Resource and Referral
Agencies at http://www.naccrra.net/.
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Challenges Associated with
Licensing Afterschool Programs
According to the Children’s Foundation, all 50 states require some or all
providers of school-age child care programs to be licensed or regulated.13
Widespread agreement exists on the need to ensure quality in afterschool
programs. Yet implementation is complex, because afterschool programs differ in
their goals, structure, location, and hours of operation. State licensing
requirements originally were developed to meet the needs of younger children,
usually from birth to age five, in center-based settings. Regulations designed
with this younger population in mind often can be difficult to adapt for
afterschool programs. Some states address this issue through separate or
embedded school-age regulations, but the following challenges remain.14
Crafting Regulations That Are Flexible Enough
to Apply to the Wide Range of Afterschool Options Extending
licensing requirements to the growing number and range of afterschool programs
means addressing multiple settings, varying goals, and differing circumstances
(e.g., an age group of from birth to age 12 or one that is middle-school
specific). For example, under current rules, many afterschool programs would not
meet staff qualification requirements as specified in their state’s child care
regulations. This happens when child care regulations specify that all teachers
must have training in child development, often a Child Development Associate
(CDA) credential or a bachelor’s degree in early childhood education. Such a
regulatory requirement would not account for the various qualifications that
support effective afterschool staff, including training as an elementary or
secondary school teacher, youth worker credentials, or training in areas such as
arts education. With the increasing demand for afterschool programs, states are
seeking ways to ensure licensing requirements promote programs serving
school-age children and youth without compromising quality.
Determining Which Regulations Should Apply to
Certain Programs and Settings States sometimes exempt afterschool
programs from some licensing requirements. For example, some states have opted
to exempt afterschool programs that are run and monitored under the auspices of
other public or nonprofit agencies. In these cases, the state assumes that a
system other than the child care system will monitor quality. Some states also
choose to exempt programs that care for children for a very limited number of
hours per week. Some regulations designed for children spending many hours in
care may not always make sense for those in programs for a limited period. For
example, school-age children attending a drop-in program for one or two hours
may not need a rest period. In some cases, states choose to register
license-exempt programs. By registering licenseexempt programs, states maintain
access to basic information on exempted providers and can encourage them to take
advantage of training and other resources to improve quality. When states choose
to exempt providers, it is usually for programs such as:
- Part-day programs (drop-in programs or programs operating for less than a
specified number of hours);
- School-based programs that meet building codes for public spaces;
- Programs that are both school-based and school-administered and meet
building codes for public spaces;
- Drop-in programs, including Boys and Girls Clubs or largely recreational
programs;
- Programs that are accountable to a national group for program quality,
such as Boys and Girls Club or Junior Achievement;
- Faith-based programs; and
- Military-based programs that have their own regulations.15
Although some programs may be exempt from all requirements, others may be
exempt only from specific requirements. Many are exempt from subsets of
requirements, particularly those related to the facilities that house the
program. Further complicating the picture, some licensing requirements apply to
programs regardless of CCDF funding, while other requirements only apply to
programs receiving CCDF subsidies or other public dollars.
Exempting certain program types or settings can cause afterschool
practitioners to question the consistency or fairness of state policies.
Oftentimes, when programs are exempt from licensing requirements, questions
about the health and safety of children and who is monitoring programs arise.
For example, if a school-based program is exempt, it may be unclear who is
responsible for certain functions that are spelled out in regulations (such as
food safety, administering medication, etc). In addition, if accountability for
exempt programs is not transparent, limited or incorrect information could
create confusion about accountability outside of the child care system. Finally,
providers exempt from some or all requirements may be seen as having an unfair
advantage (lower costs) over more traditional or other center-based programs
that must meet all requirements.
Acknowledging Barriers that Some Programs
Face in Meeting Regulations Even if programs agree that the
licensing standards are important, meeting programming, staff training, physical
environment, and other requirements can be challenging. Many programs,
especially those run by smaller community-based providers and even schools, may
lack the resources to meet regulations, particularly those related to
facilities. For states with quality rating systems, meeting requirements at the
top of the scale, which is often tied to National AfterSchool Association
accreditation standards, is especially challenging.16
Addressing the Perspectives of Multiple
Sponsors and Purposes of Afterschool Programs in Policy
Discussions Central to any discussion on child care licensing for
afterschool programs are deeply rooted philosophical differences about the role,
function, and purposes of afterschool programs.17
Although most observers agree afterschool programs should provide high-quality
care, disagreements arise on what this means in practice. Differences in opinion
on what programs should emphasize can create challenges in crafting licensing
requirements that support varied goals and circumstances. The picture is further
complicated when practices from education, childcare, youth development, and
other fields are melded together to meet the developmental, physical, cognitive,
and social-emotional needs of children.
Philosophical and programmatic differences in the goals of
systems--particularly between the education and child care systems--translate
into systemic inconsistencies. The child care system ties dollars to specific
eligible children, while the education system typically ties dollars to program
operation and numbers of children served. CCDF subsidies requires a parental
copayment. 21stCCLC programs may charge fees, but they must use scholarships and
sliding-fee payment scales to ensure their accessibility to all families,
especially low-income families. These historic and programmatic differences
sometimes emerge in the child care licensing arena. When programs are held
accountable by different sets of regulations, resulting tensions may exacerbate
turf battles. Varying requirements for similar programs can breed ill will and
competition among the programs and staff.
These systemic differences can contribute to a feeling among providers within
a particular system that limited resources from "their" system should not be
shared with "competing" providers from other systems. Aligning child care
licensing to better meet the needs of public and private afterschool settings
can fuel competition for market share among providers. Real or perceived
competition for resources can be an incentive to avoid compromise when it comes
to improving licensing regulations for school-age programs.
Similar conflicts exist in the delivery of prekindergarten services, with
most states seeking to ensure programs reach all children in need by providing
services through multiple settings, including schools, child care centers, and
community-based organizations. Afterschool leaders may learn from these
preschool efforts that such a mixed delivery model has the potential to break
the traditional barriers between education and child care and address the needs
of children in working families.18
Family child care (FCC) providers, who care for
children in a private family residence, generally organize themselves very
differently than school-, community-, or center-based programs. FCC
providers tend to serve a limited number of children in a mixed-age
setting. While each individual provider cares only for a small number of
school-age children, collectively, FCC providers serve 32 percent of
CCDF-subsidized school-age children across the nation.19
Family care providers frequently care for younger children during the day
and open their homes to school-age youth in the after school hours. The
smaller size of family child care homes often means that only one adult
caregiver is present.
Because family child care providers often
have very different characteristics and circumstances than school- or
center-based settings, regulations need to be tailored to meet these
providers’ unique circumstances while still promoting quality. In many
states, separate licensing requirements exist for family child care
providers. Particularly for providers with only one caregiver in a
mixed-age setting, special attention may need to be paid to supporting the
provider in tailoring activities to meet the wide variety of developmental
needs for younger and older children. Similarly, requirements for minimum
staff qualifications present special challenges for family child care
providers, including finding financial resources to afford training or
finding back-up providers while they attend training. Finally, FCC
providers may face additional obstacles related to physical plant and
structural changes, especially if they are renting their
space.
Many states have found ways to make the licensing system
work for FCC providers. Typically, family child care homes are either
licensed or registered with the state, unless they serve a very small
number of children. In some states, to receive CCDF dollars, family child
care providers can voluntarily become registered providers by stating in
writing that they agree to meet minimum health and safety
standards.20
For
more information about family child care providers, contact the National
Association for Family Child Care at nafcc@nafcc.org or visit its website
at http://www.nafcc.org/.
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Strategies and Solutions to Make
Licensing Work in Afterschool Programs
States can use several strategies to mitigate some of the unique challenges
of child care licensing for afterschool programs. They can implement separate
school-age regulations, add specific supplemental sections to center or family
child care regulations, or embed requirements specific to school-age programs
throughout child care regulations.21
In 2005, 13 states had separate school-age child care requirements as part of
their licensing standards to address the particular characteristics and variety
of afterschool programs.22
These regulations seek to more directly acknowledge the different developmental
needs of youth as they enter school and move toward adolescence. For example,
through the program activity sections of their regulations, states can outline
desired goals for programs, such as helping youth make informed decisions;
providing youth with choices in how they use their time; stimulating cognitive,
physical, and social-emotional development; fostering community awareness; and
encouraging increasing levels of responsibility.
In several key areas, states can seek to craft child care regulations that
align to the broad range of afterschool programs. This section focuses on major
areas where states are moving toward alignment with the particular circumstances
and needs of afterschool programs. These areas are physical environment,
child-staff ratios and maximum group size, staff qualifications and background,
health and hygiene, and program activities (see the summary table "Challenges
and Strategies for Licensing Afterschool Programs").
Physical Plant
Requirements Physical plant requirements are often the largest
barrier for afterschool programs seeking licensure because frequently they are
the most costly with which to comply. Even if funding is available, programs
often operate in schools, churches, or city buildings where they have no
authority over building maintenance or upkeep. In seeking to craft physical
plant requirements that appropriately address the needs of school-age children
and youth, policy makers should consider the following questions and possible
solutions around particular challenges for afterschool programs.
Are Physical Plant Policies Age-Appropriate? A safe physical space is
different for toddlers and school-age children. For example, school-age children
do not need space for napping and diapering, and they may not require as much
assistance as younger children in exiting a building in case of an emergency.
Separate or supplemental licensing requirements for school-age children can
address the age-appropriateness of physical plant policies.
Can Inconsistent Building Code Requirements Be Addressed or
Streamlined? Many regulations originally established with child care centers
in mind create a burden for afterschool programs in settings such as public
schools, community centers, and park and recreation facilities. For example,
some school-based programs report different and often more stringent district
requirements during afterschool hours than during the school day. Some argue
that if the school buildings are safe during the school day, then they should
also be deemed safe during afterschool hours. Yet because numerous public school
buildings suffer from decaying or poorly maintained infrastructure, some
policymakers and child advocates contend that these spaces should not house
children for additional activities until they are renovated.
States have used a few strategies to address inconsistencies in building code
requirements. Most often, they are revising child care physical plant
requirements to align and build on related fire and safety rules governing
public facilities. One approach is adopting a uniform building code as a basis
for minimum requirements and enacting additional, age-appropriate physical plant
requirements for all programs serving children. A uniform code can also pave the
way for more consistent monitoring.
- In Washington, the most recent revisions to the state child care
regulations applied a uniform building code to all publicly supported
facilities, adding age-appropriate requirements for centers and other programs
on top of the requirement. Leaders chose to use the International Residential
Code of the International Code Council for all state-funded facilities,
including schools and child care centers.
For school-based programs in particular, some states choose to accept fire
and safety code requirements as determined by education departments or
individual school districts. This can reduce redundancy while providing quality
assurances from another public agency.
- In South Dakota, child care regulations developed in 2001 recognize
building codes and construction rules governing schools. These new regulations
have eliminated the need for public schools seeking licensing to submit floor
plans to both education and child care agencies.
- In Michigan, state law specifically exempts child care centers
established and operated by a local school district or a state-approved
nonpublic school from licensing rules with respect to fire prevention and fire
safety providing that the center is located in a school building that is
approved by the state fire marshal. In 2003, the law was amended to allow
school-age programs operating in public schools to request exemption from all
licensing regulations if (1) the program has been operating for at least four
years; (2) there have been no substantial violations of the administrative
rules or the act; and (3) there is a resolution of support from the local
school board. They must also agree to follow "out-of-school time standards"
set by the state Department of Education.
- In New Hampshire, school-based afterschool programs are exempt from
local fire, health, and zoning requirements of child care licensing
regulations, but several other requirements still apply. Afterschool programs
that are both school-based and school-administered are exempt from all
licensing requirements.
Other states require school-based programs to be licensed as a means of
ensuring health and safety--particularly if there are concerns about the
adequacy of the education system’s physical plant requirements.
Do Program Providers Have Authority Over the Space in Which They
Operate? Afterschool programs often operate through community partnerships
that seek to maximize the use of buildings in the community, such as schools,
recreation centers, or places of worship. Such partnerships often result in
agreements between organizations in which one party conducts program activities
and monitors the children and another party owns and maintains the physical
space. This can make it hard for programs that do not have control over their
facilities to meet licensing requirements.
Policymakers can consider revisions to physical plant requirements that are
flexible enough to cover a broader range of facilities, such as schools and
faith-based organizations, while still promoting basic safety. States can also
opt to provide funding and/or training support to programs seeking to meet
physical plant requirements. Similarly, states may decide to provide training
for licensing regulators/monitors on the different school-age program
settings--especially for older children-- and the ways that school buildings and
other settings can be monitored by education or other systems to enable more
informed judgments on facility issues.
- The Illinois Quality Counts mini-grants program provides funds to
providers, coupled with technical assistance from child care resource and
referral agencies, to help providers meet physical plant and other
requirements for licensing.23
Child-Staff Ratio and Maximum Group Size
Requirements Group size and ratio requirements help to ensure
adequate supervision of children. Both research and common sense indicate that
adequate supervision as well as individual attention are critical to quality
care for children. At the same time, the amount of individual attention needed
varies greatly by age. This reasoning is reflected in the requisite child-staff
ratios included in many state regulations. Some states have only two sets of
child-staff ratio requirements--one for preschool-age children and one for
school-age children--while others have multiple requirements that evolve and
apply as children get older.
State Child-Staff Ratio and Maximum Group Size
Requirements in School-Age Care for Center-Based Providers
Child-Staff
Ratio Nineteen states and the District of Columbia have one
child-staff ratio for all children ages 5 and older, with an average ratio
of 17:1. Of these states, Connecticut has the lowest ratio, at 10:1, while
Delaware and North Carolina have the highest ratios, at 25:1.
Twenty-four states have a separate child-staff ratio for children age
5, and another ratio for children ages 6 and older. In these states, the
average child-staff ratio for children who are age 5 is 14:1, while the
average child-staff ratio for children who are ages 6 and older is 18:1.
New York’s child-staff ratios are the lowest, requiring 1 staff member to
every 9 children for children age 5 and 1 staff member to every 10
children for children ages 6 and older.
Seven states set child-staff ratios for school-age care that change as
children get older. Iowa and Mississippi, for example, have different
ratios for children ages 5 to 9 and children ages 10 and older. Of these
states, Michigan also specifies a child-staff of 30:1 for children ages 13
to 17. Child-staff ratios typically increase as children age; the one
exception is Massachusetts, where child-staff ratios are lower for
children above age 8 (13:1) than for children between the ages of 5 and 7
(15:1).
In a few states, child-staff ratios vary based on group size. For more
detailed information, see http://www.nccic.org/pubs/cclicensingreq/ratios.html.
Maximum Group
Size Seventeen states do not regulate group size for
children ages 5 and older. Most of these states do not regulate group size
for children of any age. Five other states have maximum group size
regulations for children age 5--or, in the case of Massachusetts, ages 5
to 7--but do not regulate group size for older school-age children.
Thirteen states have one maximum group size requirement for all
children ages 5 and older, with an average maximum set at 29 children.
Twelve states and the District of Columbia have separate requirements for
children who are age 5 and children who are ages 6 and older. The average
maximum group size is 25 for children who are age 5 and 33 for children
who are ages 6 and older. Three more states have maximum group sizes that
change as children get older.
Source: Sarah LeMoine, Child Care Center Licensing
Regulations (August 2004): Child:Staff Ratios and Maximum Group Size
Requirements (Vienna, Va.: National Child Care Information Center,
August 2004), at http://www.nccic.org/pubs/cclicensingreq/ratios.html. |
The variation in activities and structure can challenge policy makers seeking
a uniform requirement for afterschool programs. In states where ratio and group
size requirements are largely uniform, policymakers may want to assess whether
requirements should vary by age or by type of activity. The following questions
can help guide those discussions:
Can Regulations Be Tied to Children of Specific Ages? States can
require different child-staff ratios and group sizes for school-age children
that change as the children get older. For example, Iowa and
Mississippi have different ratios for children ages 5 to 9 and children
ages 10 and older.24
Many states do not regulate group size; of the states that do regulate group
size, many of them increase the maximum group size for older children (see "State
Child-Staff Ratios and Maximum Group Size Requirements in School-Age Care for
Center-Based Providers").
Can School-Age Ratios or Group Sizes Be Coordinated with Requirements for
Programs Operated by Other Systems? States seeking consistent policies to
promote the quality of afterschool programs require a common vision across
multiple agencies. Coordination among state education departments, child care
agencies, and other systems that support programs for school-age children (e.g.,
juvenile justice and parks and recreation) is necessary to develop requirements
that meet different needs. States can consider aligning education standards and
child care requirements that specify child-staff ratios and maximum group size.
For example, states can review child-staff ratio or group size requirements for
21st Century Community Learning Centers and other state programs. By looking at
requirements across a variety of systems, states may be able to craft
regulations that are flexible enough to meet multiple needs.
Staff Qualification
Requirements When child care regulations narrowly specify staff
training in early childhood development, they often do not reflect the broader
range of qualifications held by school-age program staff at all levels.
Afterschool directors and staff frequently have education degrees, youth worker
certification, or social work or counseling credentials. Although such staff
qualifications are arguably even better suited to afterschool programs, they may
not meet the state’s child care regulatory requirement that all staff have early
childhood development credentials. Policymakers need to consider several
questions when addressing staff qualification requirements for afterschool
programs.
Do Regulations Recognize a School-Age Care Credential? Many states’
child care regulations recognize a school-age child care credential (SACC) from
particular institutions. SACC credentials are often aligned with National
AfterSchool Association standards and provide states with a foundation for a
broader range of afterschool program staff qualifications. Many states recognize
these credentials, and states are increasingly developing them statewide. In
1995 Wisconsin developed a Wisconsin School-Age Credential following the
United States Army model.25
In the FY 2004-2005 state CCDF plans, Florida, Indiana, and New
York reported having developed separate SACC credentials.26
Idaho, New York, and the District of Columbia offer financial supports to
practitioners pursuing a SACC credential.27
Do Regulations Recognize Qualifications That Suit the Unique Staffing
Needs of Afterschool Programs? Through either separate school-age
regulations or a supplement to existing regulations, states can develop
appropriate staff qualification requirements or competencies for afterschool
providers. Rather than require caregivers in licensed centers to possess a
degree in early childhood education, Massachusetts, Oklahoma,
Pennsylvania, and several other states allow administrators and lead
school-age caregivers to have one of several relevant degrees, such as in human
services or elementary or secondary education (see "Staff
Qualifications: Examples from State Regulations").
Do Regulations Recognize the Unique Challenges of Staffing Afterschool
Programs? Due to their limited hours of operation, afterschool programs
usually employ large numbers of part-time staff and volunteers. Staff may hold
other jobs during the day (e.g., teaching) that limit their time to pursue
additional training or education. The part-time nature of the afterschool
workforce also makes it difficult for staff to pay for training. State leaders
may want to offer training opportunities during times when staff are more likely
to be available, to subsidize training or education opportunities, and to look
for ways to convert part-time staff into full-time staff (i.e. hiring
afterschool staff as aides during the school day.)
A final but not uncommon staffing challenge for afterschool programs relates
to criminal background checks. The requirement to run criminal background checks
on caregivers can be difficult for many afterschool providers to comply with,
because programs traditionally rely on volunteers and have limited capacity to
complete background checks. To support required criminal background checks,
states can provide resources or turn to intermediary organizations to help
programs perform the checks.
Staff Qualifications: Examples from State RegulationsMany state
regulations indicate that child care directors, lead teachers, and other
staff can meet specified qualifications through different combinations of
degrees, course credits, and relevant experience. These examples from
state child care regulations demonstrate how states can expand staff
education requirements to include the broader skills that afterschool
program staff possess.
- Massachusetts: A program administrator must have a bachelor’s
degree in child development, early childhood education, elementary
education, child guidance, human services, nursing, psychology, physical
education, recreation, child psychology, the arts, social work,
sociology, or child care and have six months working with school-age
children. (from school-age supplement regulations)
- Pennsylvania: Directors, group supervisors and assistant
group supervisors may meet requirements by exhibiting a mix of
experience and education, including the appropriate number of credits
from the early childhood education, child development, special
education, elementary education or the human services fields. (from
center-based care regulations)
- Oklahoma: The lead teacher must have at least one year of
satisfactory experience in a child care, education, or child care
setting; at least 12 college credits in early childhood, elementary or
secondary education, or a closely related subject; an associate degree
with at least six college credit hours in child development, early
childhood, elementary or secondary education or a closely related
subject; or may have a high school diploma/GED and have completed an
approved school-age child care training program. (from separate
school-age regulations)
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Program Activity
Requirements Program activities that are appropriate for children
below age 5 differ widely from those appropriate for children in school-age
care. For example, infant and toddler regulations may include program goals such
as promoting basic verbal skills and working with parents to ease separation
anxiety. School-age children, on the other hand, benefit from activities that
support positive development and complement their school-day activities,
including arts, physical activity, and community service. Furthermore, as
children age, the developmental appropriateness of activities also changes; what
is appropriate for a kindergarten student or first grader does not typically
meet the needs of a fifth- or sixth-grade student. (see "School-Age Program
Activities: Examples from State Regulations" below to learn how states have
promoted activities that serve the interests and developmental needs of
school-age youth.)
School-Age Program Activities: Examples from State RegulationsThese excerpts from state child care regulations demonstrate
how states can use child care regulations to promote positive development
in older children and youth. They also suggest how states can build
linkages among schools, families, communities, and afterschool
programs.
Alaska: "A facility providing care for school-age
children shall provide (1) a program that supplements rather than
duplicates the child's school activities, providing a change of pace and
interest between school and the child care program; (2) freedom
appropriate to the age of the child and opportunities for self-reliance
and social responsibility; (3) opportunities for school-age children to
participate in the selection and planning of their own activities; and (4)
in centers, separate space, equipment, and supplies for the school-age
children." (Alaska Administrative Code, Chapter 62: Child Care
Facilities Licensing, Section 4 AAC 62.420,
12/6/02)
Delaware: "Children shall be given opportunities to
experience a diversity of activities within the Center, the Center
neighborhood, and the total community." (Delaware Code, Title 31,
Subchapter II, Subsections 341-344, 300d: Child Care Activities,
9/1/1988)
Rhode Island: "The program provides enrichment for
all areas of a child's development-- physical, emotional, social and
cognitive." The regulations offer guidelines in six areas: program, daily
schedule, program flexibility, developmentally appropriate activities,
homework, and program planning. (Child Day Care Center, School Age
Child Day Care Program Regulations for Licensure,
1993)
South Dakota: "Activities must: Foster a positive
self-concept and sense of independence; encourage children to think,
reason, question and experiment; enhance physical development, academic
achievement, cultural enrichment, cooperation, and promotion of a healthy
view of competition; ...Encourage awareness of and involvement in the
community at large; include ideas and plans for activities suggested by
the children in care and their parents." (South Dakota Administrative
Rules, 27 SDR 63, Chapter 67:42:14--Before and Afterschool Care (2001).
67:42:14:15, Center Activities.)
Excerpts adapted from state
regulations (available at http://nrc.uchsc.edu/) as well as
LeMoine, S. (2005). "States with Separate Center School-age Care Licensing
Regulations." Child Care Bulletin, Issue 29. Washington, DC: HHS
Child Care Bureau |
Policymakers and administrators can consider the following questions as they
review licensing requirements with regards to afterschool programs.
Do Regulations Support Positive Youth Development? Licensing
regulation can encourage programs to incorporate strategies and activities that
support research-based principles in the youth development field. For example,
regulations could specify that programs offer age-appropriate opportunities for
children to exercise autonomy and participate in the selection of their own
afterschool activities. States can also use licensing regulations to support
schoollinked program activities that help children transition from the school
day to the less structured afterschool environment. For example, the state could
indicate that school-age children should experience a change of pace from the
school day by being afforded opportunities to explore nonacademic interests.
Do Program Activity Requirements Encourage Explicit Linkages Between
Schools and Afterschool Programs? Many child development experts cite the
need for afterschool programs to build on and adapt school-day curricula and
learning while providing children with experiences that do not look or feel like
school. Enhanced state accountability for student achievement under No Child
Left Behind makes ties between schools and afterschool programs all the more
critical.28
Many researchers, including the National Research Center for Health and Safety
in Child Care and others, recommend that regulations encourage a minimal level
of communication between teachers and afterschool providers so afterschool
providers can better understand the child’s behavior and needs.29
Regulations can also specify that time be set aside during afterschool programs
for homework completion and assistance. Finding ways to allow afterschool
program staff to straddle the school day is one strategy for making this
important link.
Support for Afterschool Programs to Meet
RegulationsIn many states, the child care office relies on monitoring
to enforce regulations and help ensure program participants’ safety.
Regular monitoring is coupled with strong technical assistance from child
care resource and referral agencies and other entities that aims to help
providers understand and build capacity to meet regulations. Recognizing
the challenges that afterschool programs face in achieving licensure,
numerous states provide assistance and even financial support. Many states
offer capacity-building grants--often supported with CCDF quality
funds--to open training opportunities to all types of providers to meet
minimum licensing requirements, increase levels of quality, or explore
phase-in strategies to give new programs time to implement needed changes.
For example, the Georgia Child Care Council uses CCDF quality funds
to provide technical assistance to afterschool programs and mini-grants to
those seeking accreditation through the National AfterSchool Association.
The council partners with different afterschool providers on this effort,
including schools, YMCAs, faith-based organizations, and the school-age
care association.30
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Other Child Care Licensing
Requirements Additional requirements typically included in state
regulations cover the following areas:
- hygiene and health promotion;
- nutrition and food service;
- processes for serving children with disabilities;
- immunization requirements; and
- monitoring and enforcement.
Seemingly minor requirements can create complexities for programs. In states
where schoolbased afterschool programs must be licensed, schools sometimes face
conflicting requirements. For example, in some jurisdictions, schools are
required to use one type of bleach to clean classrooms under education
regulations and another type of bleach to clean classrooms under child care
regulations. Flexibility and improved training of monitors can help eliminate
some conflicts in the application of regulations.
A Framework for Successful Afterschool Programs: A
Resource on Quality Improvement
Afterschool researchers and practitioners continue to explore how
programs can measure their effectiveness in meeting goals to improve
program quality and outcomes for children. A report published by the
Charles Stewart Mott Foundation, A Framework for Successful After-school
Programs, provides recommendations and guidelines to afterschool staff and
others on using a concrete framework to develop and sustain an effective
program. It seeks to help both startup and existing afterschool programs
monitor progress and is designed as a tool for use in conjunction with
other existing resources. Ultimately, it aims to help program staff,
researchers, and evaluators embark on a long-term strategic plan of
program development, program improvement, and program effectiveness
measurement. The report can be a valuable asset for states seeking to
refine their licensing regulations to better meet the needs of children
and youth in afterschool programs.
On the elements and conditions of an effective program, the report
notes: "While there is no one single formula for success in after-school
programs, both practitioners and researchers have found that effective
programs combine academic, enrichment, cultural, and recreational
activities to guide learning and engage children and youth in wholesome
activities. They also find that the most effective programs develop
activities to meet the particular needs of the communities they serve."
Underlying the recommendations is a shared understanding of the
operational conditions essential to sustain effective afterschool programs
to better ensure optimal success:
- effective partnerships to promote learning and community
engagement;
- strong program management, including adequate compensation of
qualified staff;
- qualified afterschool staff and volunteers with regular
opportunities for professional development and career
advancement;
- enriching learning opportuniti
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